| The corporate spotlight is increasingly focused on the audit function and on the impact and influence it has in financial institutions. The course will enable audit professionals to better deliver against increasingly demanding objectives set by their own management and Audit Committees, and frequently influenced by a wider range of stakeholders such as regulators and professional bodies. |
This course is suitable for:
• Internal auditors.
• Managers of audit functions.
• Managers in financial institutions.
• Supervisors in banks.
• Individuals interested in an audit role in banks.
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The course is designed to cover the following:
• Introduction to the Audit function in banking institutions.
• The internal audit department’s role and mandate.
• External and Internal Auditors in a banking institution.
• The relationship between internal audit and banking supervision.
• The CIIA Financial services Code.
• Standing audit committee.
• Professional Standards Documentation for Internal Auditors.
• The audit plan.
• Audit reporting.
• External Quality Assessment.
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At the end of this training, participants will be able to:
• Demonstrate an understanding of the nature of audit and appraise the fundamental principles and standards that are used to govern its practice.
• Illustrate an understanding of the internal audit function of bank operations.
• Identify and apply an internal audit plan.
• Manage quality control and improvement of the audit function.
• Direct key relationships and networks pertaining to the internal audit function.
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